Filed April 28, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $72,255 |
SAGEPOINT FINANCIAL INC3 years Filed as: SAGEPOINT FINANCIAL Service code 27 · EIN 20-1741754 | Advisory (Plan) | $20,595 |
Filed as: MMA SECURITES LLC Service code 27 · EIN 22-3570392 | Advisory (Plan) | $7,513 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,873 | $37,196+1.8% | $154,108-75.4% | $55,725-32.0% |
| Participation rate | 54.2% | 64.1%-9.9pp | 83.0%-28.8pp | 70.9%-16.6pp |
| Annual return | -5.06% | 1319.68%-1324.7pp | 735.21%-740.3pp | 244.93%-250.0pp |
| Employer contribution / active EE | $883 | $1,614-45.3% | $5,298-83.3% | $2,078-57.5% |
| Participant deferral / active EE | $2,892 | $2,068+39.8% | $5,081-43.1% | $3,356-13.8% |
| Admin fee / account holder | $238 | $102+133.9% | $13,411-98.2% | $115+106.4% |