Filed April 28, 2021 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $110,511 |
Filed as: MMA SECURITES LLC Service code 27 · EIN 22-3570392 | Advisory (Plan) | $45,930 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,936 | $46,332-16.0% | $143,797-72.9% | $64,824-39.9% |
| Participation rate | 74.1% | 64.2%+9.9pp | 80.3%-6.2pp | 71.5%+2.6pp |
| Annual return | -18.02% | -10.05%-8.0pp | -0.04%-18.0pp | 32.84%-50.9pp |
| Employer contribution / active EE | $1,261 | $1,911-34.0% | $4,952-74.5% | $2,507-49.7% |
| Participant deferral / active EE | $4,152 | $2,647+56.8% | $5,638-26.4% | $4,311-3.7% |
| Admin fee / account holder | $211 | $154+37.3% | $14,679-98.6% | $188+12.5% |