Filed October 2, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $257,634 |
Service code 15 · EIN 84-0467907 | Recordkeeping | $174,850 |
Filed as: RESOURCES INVESTMENT ADVISORS, LLC Service code 26 · EIN 43-1451524 | Advisory (Participants) | $60,000 |
MOSS ADAMS LLP2 years Service code 10 · EIN 91-0189318 | Accounting | $19,161 |
IVINS, PHILLIPS & BARKER2 years Filed as: IVINS PHILLIPS & BARKER CHTD Service code 26 · EIN 52-1229560 | Advisory (Participants) | $5,616 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $102,406 | $67,512+51.7% | $185,823-44.9% | $93,030+10.1% |
| Participation rate | 67.6% | 67.1%+0.5pp | 81.7%-14.1pp | 73.9%-6.3pp |
| Annual return | 16.84% | 21.04%-4.2pp | 122.05%-105.2pp | 158.70%-141.9pp |
| Employer contribution / active EE | $2,047 | $1,783+14.8% | $5,167-60.4% | $2,706-24.4% |
| Participant deferral / active EE | $5,028 | $3,035+65.6% | $5,568-9.7% | $4,562+10.2% |
| Admin fee / account holder | $117 | $318-63.2% | $16,237-99.3% | $152-22.8% |