Filed October 2, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $155,562 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $116,431 |
Service code 26 · EIN 43-1451524 | Advisory (Participants) | $65,000 |
IVINS, PHILLIPS & BARKER1 year Filed as: IVINS PHILLIPS & BARKER CHTD Service code 26 · EIN 52-1229560 | Advisory (Participants) | $47,200 |
MOSS ADAMS LLP1 year Service code 10 · EIN 91-0189318 | Accounting | $20,350 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,562 | $56,095+59.7% | $178,490-49.8% | $90,288-0.8% |
| Participation rate | 66.8% | 65.6%+1.2pp | 81.9%-15.1pp | 73.4%-6.6pp |
| Annual return | 15.60% | 28.81%-13.2pp | 151.07%-135.5pp | 53.97%-38.4pp |
| Employer contribution / active EE | $1,870 | $1,572+18.9% | $5,011-62.7% | $2,524-25.9% |
| Participant deferral / active EE | $4,498 | $2,669+68.5% | $5,202-13.5% | $4,232+6.3% |
| Admin fee / account holder | $75 | $101-25.5% | $13,984-99.5% | $114-34.3% |