Filed October 2, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 19 · EIN 51-0396365 | Securities Custodian | $731,614 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,456 | $45,382+53.0% | $154,107-54.9% | $75,289-7.7% |
| Participation rate | 65.2% | 65.9%-0.7pp | 83.0%-17.8pp | 72.4%-7.2pp |
| Annual return | -3.63% | -0.47%-3.2pp | 735.12%-738.7pp | -0.04%-3.6pp |
| Employer contribution / active EE | $1,805 | $1,533+17.7% | $5,298-65.9% | $2,405-25.0% |
| Participant deferral / active EE | $4,126 | $2,384+73.1% | $5,081-18.8% | $3,739+10.4% |
| Admin fee / account holder | $187 | $89+109.7% | $13,411-98.6% | $102+83.1% |