Filed October 2, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 19 · EIN 51-0396365 | Securities Custodian | $553,178 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,198 | $37,039+78.7% | $147,614-55.2% | $59,188+11.8% |
| Participation rate | 62.3% | 63.8%-1.4pp | 84.6%-22.3pp | 69.4%-7.1pp |
| Annual return | 1.60% | 7.19%-5.6pp | 61.98%-60.4pp | 5.51%-3.9pp |
| Employer contribution / active EE | $1,548 | $1,353+14.4% | $5,564-72.2% | $2,098-26.2% |
| Participant deferral / active EE | $3,445 | $2,094+64.5% | $4,895-29.6% | $3,265+5.5% |
| Admin fee / account holder | $185 | $60+206.5% | $11,611-98.4% | $92+100.1% |