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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL Service code 51 · EIN 13-2638166 | Investment Mgmt Fees | $48,068 |
OPPENHEIMER1+ years Filed as: OPPENHEIMER ASSET MANAGMENT Service code 28 · EIN 13-5657518 | Investment Management | $31,829 |
TALON ASSET MANAGEMENT1+ years Service code 28 · EIN 20-3708262 | Investment Management | $23,293 |
CNB WEALTH MANAGEMENT1+ years Filed as: CNB Service code 28 · EIN 95-1780067 | Investment Management | $19,348 |
AB FUNDS1+ years Filed as: ALLIANCE BERSTEIN L.P. Service code 28 · EIN 13-4064930 | Investment Management | $5,198 |
Filed as: ONE AMERICA RETIREMENT SERVICES LLC Service code 21 · EIN 46-5378846 | Bank Trustee | $4,649 |
RBC GLOBAL ASSET MANAGEMENT1+ years Filed as: CITY NATIONAL BANK Service code 68 | Soft dollars commissions | $0 |
MATRIX TRUST COMPANY1+ years Filed as: MG TRUST COMPANY / MATRIX TRUST CO Service code 62 | Float revenue; Soft dollars commissions | $0 |
US BANK1+ years Service code 62 | Float revenue | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $433,429 | $70,002+519.2% | $115,038+276.8% | $52,331+728.3% |
| Participation rate | 77.0% | 72.1%+4.9pp | 81.4%-4.4pp | 68.1%+8.9pp |
| Annual return | 1.31% | 4.04%-2.7pp | 26.14%-24.8pp | 4.54%-3.2pp |
| Employer contribution / active EE | $15,375 | $2,715+466.3% | $4,608+233.7% | $1,882+717.1% |
| Participant deferral / active EE | $11,667 | $4,920+137.2% | $6,026+93.6% | $3,022+286.1% |
| Admin fee / account holder | $468 | $566-17.2% | $8,175-94.3% | $592-20.8% |