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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $51,137 |
Filed as: MERRILL LYNCH Service code 27 · EIN 13-2740599 | Advisory (Plan) | $35,318 |
Filed as: BONY MELLON Service code 27 · EIN 13-2614959 | Advisory (Plan) | $27,567 |
RBC GLOBAL ASSET MANAGEMENT4+ years Filed as: CITY NATIONAL BANK Service code 27 · EIN 95-1780067 | Advisory (Plan) | $24,121 |
OPPENHEIMER4+ years Filed as: OPPENHEIMER ASSET MANAGMENT Service code 27 · EIN 13-5657518 | Advisory (Plan) | $20,109 |
WELLS FARGO BANK, N.A.2 years Filed as: WELLS FARGO Service code 27 · EIN 41-0449260 | Advisory (Plan) | $17,783 |
Filed as: ATLANTA SOSNOFF CAPTIAL LLC Service code 27 · EIN 01-0552543 | Advisory (Plan) | $17,714 |
TRAPANI, HARTWICK & DICKINS2 years Service code 27 · EIN 95-4349393 | Advisory (Plan) | $14,069 |
Filed as: BEL AIR INVESTMENT ADVISORS LLS Service code 27 · EIN 46-3936165 | Advisory (Plan) | $7,182 |
Filed as: ONE AMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $2,455 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $569,580 | $73,102+679.2% | $123,553+361.0% | $56,289+911.9% |
| Participation rate | 98.1% | 74.3%+23.8pp | 82.3%+15.8pp | 69.9%+28.2pp |
| Annual return | -2.84% | 3.01%-5.8pp | 119.21%-122.0pp | -9.96%+7.1pp |
| Employer contribution / active EE | $16,599 | $2,977+457.6% | $4,628+258.7% | $2,111+686.2% |
| Participant deferral / active EE | $12,499 | $5,423+130.5% | $6,426+94.5% | $3,350+273.1% |
| Admin fee / account holder | $824 | $554+48.8% | $9,284-91.1% | $521+58.1% |