Filed May 4, 2018
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| Provider | Service type | Compensation |
|---|---|---|
CAMBRIDGE INVESTMENT RESEARCH1+ years Service code 16 1776 PLEASANT PLAIN RD · FAIRFIELD, IA 52556 | Consulting | $51,265 |
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Participan... | $2,809 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $105,627 | $70,002+50.9% | $115,038-8.2% | $52,331+101.8% |
| Participation rate | 70.4% | 72.1%-1.7pp | 81.4%-11.0pp | 68.1%+2.3pp |
| Annual return | -0.38% | 4.04%-4.4pp | 26.14%-26.5pp | 4.54%-4.9pp |
| Employer contribution / active EE | $508 | $2,715-81.3% | $4,608-89.0% | $1,882-73.0% |
| Participant deferral / active EE | $5,225 | $4,920+6.2% | $6,026-13.3% | $3,022+72.9% |
| Admin fee / account holder | $12 | $566-97.9% | $8,175-99.9% | $592-98.0% |