Filed May 4, 2018
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
NFP RETIREMENT INC3 years Service code 27 · EIN 33-0905143 | Advisory (Plan) | $100,854 |
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $36,984 |
ASCENSUS LLC1 year Filed as: ASCENSUS Service code 16 · EIN 35-0966414 | Consulting | $19,140 |
Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $2 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,240 | $95,438+11.3% | $135,982-21.9% | $74,473+42.7% |
| Participation rate | 100.0% | 78.2%+21.8pp | 81.9%+18.1pp | 70.7%+29.3pp |
| Annual return | 18.45% | 32.61%-14.2pp | 68.32%-49.9pp | 34.36%-15.9pp |
| Employer contribution / active EE | $2,706 | $3,878-30.2% | $4,859-44.3% | $2,638+2.6% |
| Participant deferral / active EE | $8,816 | $7,790+13.2% | $7,760+13.6% | $4,530+94.6% |
| Admin fee / account holder | $315 | $259+21.6% | $10,767-97.1% | $347-9.3% |