Filed May 4, 2018
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CAMBRIDGE INVESTMENT RESEARCH6+ years Service code 27 1776 PLEASANT PLAIN RD · FAIRFIELD, IA 52556 | Advisory (Plan) | $80,686 |
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Sales loa... | $27,999 |
CLS INVESTMENTS3 years Filed as: CLS INVESTMENTS LLC Service code 16 · EIN 32-0070947 | Consulting | $8,868 |
Filed as: ALDRICH CPAS AND ADVISORS Service code 10 · EIN 93-0623286 | Accounting | $5,000 |
CHARLES SCHWAB & CO., INC.5 years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $276 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO, INC Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $120,985 | $100,801+20.0% | $149,696-19.2% | $73,409+64.8% |
| Participation rate | 100.0% | 77.7%+22.3pp | 82.5%+17.5pp | 72.2%+27.8pp |
| Annual return | 15.40% | 265.34%-249.9pp | 276.60%-261.2pp | 59.29%-43.9pp |
| Employer contribution / active EE | $2,227 | $3,312-32.8% | $4,644-52.1% | $2,234-0.3% |
| Participant deferral / active EE | $7,848 | $6,404+22.5% | $6,842+14.7% | $3,805+106.2% |
| Admin fee / account holder | $309 | $181+71.1% | $9,309-96.7% | $158+95.9% |