Filed May 4, 2018
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CAMBRIDGE INVESTMENT RESEARCH5+ years Service code 27 1776 PLEASANT PLAIN RD · FAIRFIELD, IA 52556 | Advisory (Plan) | $74,830 |
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Claims ... | $61,408 |
CLS INVESTMENTS2 years Filed as: CLS INVESTMENTS LLC Service code 16 · EIN 32-0070947 | Consulting | $8,239 |
CHARLES SCHWAB & CO., INC.4 years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $20 |
Filed as: CHARLES SCHWAB & CO, INC Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $110,198 | $88,122+25.1% | $141,162-21.9% | $67,579+63.1% |
| Participation rate | 100.0% | 76.5%+23.5pp | 82.5%+17.5pp | 71.3%+28.7pp |
| Annual return | 26.09% | 75.40%-49.3pp | 71.39%-45.3pp | 378.56%-352.5pp |
| Employer contribution / active EE | $2,053 | $3,224-36.3% | $4,735-56.6% | $2,148-4.4% |
| Participant deferral / active EE | $7,468 | $5,958+25.3% | $6,709+11.3% | $3,539+111.0% |
| Admin fee / account holder | $427 | $131+226.0% | $10,261-95.8% | $142+199.9% |