| Provider | Service type | Compensation |
|---|---|---|
SILICON VALLEY BANK1 year Service code 28 | Investment Management | $1,002,214 |
Filed as: HOTCHKIS & WILEY CAPITAL MGMG LLC Service code 28 · EIN 95-4871957 | Investment Management | $685,132 |
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $209,776 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $273,352 | $44,007+521.1% | $154,110+77.4% | $68,904+296.7% |
| Participation rate | 88.2% | 70.0%+18.2pp | 83.0%+5.2pp | 74.1%+14.1pp |
| Annual return | -5.16% | 8.15%-13.3pp | 735.22%-740.4pp | 1.07%-6.2pp |
| Employer contribution / active EE | $0 | $1,732-100.0% | $5,298-100.0% | $2,540-100.0% |
| Participant deferral / active EE | $16,048 | $2,813+470.5% | $5,081+215.9% | $4,015+299.7% |
| Admin fee / account holder | $167 | $65+157.8% | $13,412-98.8% | $71+134.2% |