| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES2+ years Service code 28 · EIN 94-3250323 | Investment Management | $869,957 |
Filed as: HOTCHKIS & WILEY CAPITAL MGMT LLC Service code 28 · EIN 95-4871957 725 S FIGUEROA STREET, #3900 · LOS ANGELES, CA 90017 | Investment Management | $608,474 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $251,772 |
SCPMG1 year Service code 28 · EIN 95-1750445 393 E WALNUT STREET · PASADENA, CA 91188 | Investment Management | $66,000 |
Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $260,536 | $43,110+504.4% | $156,551+66.4% | $65,292+299.0% |
| Participation rate | 85.8% | 69.3%+16.5pp | 84.0%+1.8pp | 72.4%+13.4pp |
| Annual return | 8.87% | 11.24%-2.4pp | 32.23%-23.4pp | 11.84%-3.0pp |
| Employer contribution / active EE | $1 | $1,702-99.9% | $5,501-100.0% | $2,302-99.9% |
| Participant deferral / active EE | $16,434 | $2,520+552.1% | $4,871+237.4% | $3,579+359.2% |
| Admin fee / account holder | $171 | $47+262.2% | $13,028-98.7% | $57+198.3% |