Filed July 19, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $24,281 |
CAPFINANCIAL PARTNERS LLC2+ years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 28 · EIN 26-0058143 | Investment Management | $20,625 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Direct payment from the plan; Float r... | $20,070 |
Service code 28 · EIN 13-2638166 | Investment Management | $11,916 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $132,788 | $80,211+65.5% | $74,184+79.0% | $63,975+107.6% |
| Participation rate | 100.0% | 84.2%+15.8pp | 76.6%+23.3pp | 71.1%+28.8pp |
| Annual return | 133.82% | 14.13%+119.7pp | 17.74%+116.1pp | 48.65%+85.2pp |
| Employer contribution / active EE | $7,602 | $2,553+197.7% | $2,370+220.8% | $2,182+248.5% |
| Participant deferral / active EE | $9,468 | $4,370+116.7% | $3,550+166.7% | $3,356+182.1% |
| Admin fee / account holder | $16 | $67-75.6% | $5,586-99.7% | $70-76.7% |