Filed July 19, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC3 years Service code 28 · EIN 26-0058143 | Investment Management | $127,296 |
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SVC, INC Service code 15 · EIN 34-1479833 | Recordkeeping | $28,820 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Direct pa... | $21,420 |
TROUTMAN SANDERS LLP5+ years Service code 29 · EIN 58-0945615 | Legal | $18,722 |
BKD, LLP1 year Filed as: DIXON HUGHES GOODMAN LLP Service code 10 · EIN 56-0747981 | Accounting | $9,400 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB BANK Service code 59 · EIN 42-1558009 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $188,989 | $105,173+79.7% | $87,102+117.0% | $77,775+143.0% |
| Participation rate | 99.8% | 85.8%+14.0pp | 76.9%+22.9pp | 73.2%+26.5pp |
| Annual return | 23.08% | 24.52%-1.4pp | 28.19%-5.1pp | 32.58%-9.5pp |
| Employer contribution / active EE | $8,266 | $2,890+186.0% | $2,521+227.8% | $2,504+230.1% |
| Participant deferral / active EE | $10,538 | $5,048+108.8% | $4,048+160.3% | $3,966+165.7% |
| Admin fee / account holder | $48 | $105-53.9% | $7,493-99.4% | $100-51.9% |