Filed January 6, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $55,610 |
Service code 16 · EIN 02-0691794 | Consulting | $34,489 |
Service code 16 · EIN 43-1451524 | Consulting | $29,000 |
ARMANINO LLP6+ years Service code 10 · EIN 94-6214841 | Accounting | $11,075 |
CHARLES SCHWAB & CO., INC.6+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $1,262 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $366,552 | $62,132+490.0% | $185,861+97.2% | $73,497+398.7% |
| Participation rate | 95.3% | 67.8%+27.5pp | 78.0%+17.2pp | 70.7%+24.6pp |
| Annual return | 16.10% | 20.44%-4.3pp | 35.96%-19.9pp | 28.51%-12.4pp |
| Employer contribution / active EE | $15,788 | $1,681+839.1% | $4,088+286.2% | $2,270+595.5% |
| Participant deferral / active EE | $6,880 | $3,711+85.4% | $5,634+22.1% | $3,740+84.0% |
| Admin fee / account holder | $532 | $419+26.9% | $9,503-94.4% | $513+3.6% |