Filed January 6, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Participant lo... | $57,664 |
FUNDX INVESTMENT GROUP LLC2+ years Service code 33 · EIN 94-3271777 | Securities brokerage; Securities brok... | $23,653 |
Service code 29 · EIN 94-1463164 | Legal | $16,897 |
ARMANINO LLP2+ years Service code 10 · EIN 94-6214841 | Accounting | $9,476 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $6,146 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $259,898 | $50,898+410.6% | $171,082+51.9% | $55,167+371.1% |
| Participation rate | 92.5% | 63.3%+29.2pp | 76.7%+15.8pp | 69.0%+23.5pp |
| Annual return | 7.60% | 15.34%-7.7pp | 32.56%-25.0pp | 169.23%-161.6pp |
| Employer contribution / active EE | $26,138 | $1,433+1723.8% | $4,002+553.1% | $1,963+1231.8% |
| Participant deferral / active EE | $5,975 | $2,994+99.6% | $4,797+24.6% | $3,054+95.6% |
| Admin fee / account holder | $672 | $500+34.4% | $8,520-92.1% | $504+33.3% |