Filed January 6, 2017 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Claims ... | $58,956 |
Service code 16 · EIN 43-1451524 | Consulting | $24,720 |
FUNDX INVESTMENT GROUP LLC5+ years Service code 33 · EIN 94-3271777 | Securities brokerage; Securities brok... | $16,275 |
ARMANINO LLP5+ years Service code 10 · EIN 94-6214841 | Accounting | $13,860 |
Service code 16 · EIN 02-0691794 | Consulting | $7,387 |
Service code 16 · EIN 59-3331424 | Consulting | $6,000 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $3,268 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $331,330 | $56,918+482.1% | $182,558+81.5% | $65,186+408.3% |
| Participation rate | 87.4% | 66.5%+20.9pp | 78.0%+9.4pp | 70.2%+17.2pp |
| Annual return | 21.34% | 27.67%-6.3pp | 148.59%-127.2pp | 29.39%-8.0pp |
| Employer contribution / active EE | $14,135 | $1,615+775.5% | $4,076+246.8% | $2,177+549.4% |
| Participant deferral / active EE | $6,219 | $3,526+76.4% | $5,526+12.5% | $3,514+77.0% |
| Admin fee / account holder | $611 | $531+15.0% | $8,594-92.9% | $847-27.9% |