Filed January 6, 2017 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Participan... | $55,617 |
Service code 33 · EIN 56-6627140 | Securities brokerage; Securities brok... | $17,931 |
FUNDX INVESTMENT GROUP LLC1+ years Service code 33 · EIN 94-3271777 | Securities brokerage commissions and ... | $13,484 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $10,077 |
ARMANINO LLP1+ years Service code 10 · EIN 94-6214841 | Accounting | $9,933 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $232,175 | $45,283+412.7% | $155,789+49.0% | $52,331+343.7% |
| Participation rate | 96.8% | 62.2%+34.6pp | 76.1%+20.7pp | 68.1%+28.7pp |
| Annual return | -0.82% | 1.80%-2.6pp | 71.54%-72.4pp | 4.54%-5.4pp |
| Employer contribution / active EE | -$124 | $1,329-109.3% | $3,839-103.2% | $1,882-106.6% |
| Participant deferral / active EE | $6,307 | $2,854+121.0% | $4,798+31.5% | $3,022+108.7% |
| Admin fee / account holder | $756 | $981-22.9% | $7,477-89.9% | $592+27.8% |