| Provider | Service type | Compensation |
|---|---|---|
ARROWSTREET CAPITAL2 years Filed as: ARROWSTREET CAPITAL, LP Service code 28 · EIN 04-3472863 | Investment Management | $6,841,296 |
Filed as: GRANTHAM, MAYO, VAN OTERLOO CO Service code 28 · EIN 04-2691242 | Investment Management | $1,290,675 |
DOUBLELINE CAPITAL LP6 years Service code 28 · EIN 30-0596331 | Investment Management | $1,106,535 |
Filed as: ABERDEEN STANDARD INVESTMENTS Service code 28 · EIN 51-0368279 | Investment Management | $1,001,952 |
BRIDGEWATER7+ years Filed as: BRIDGEWATER ASSOCIATES, INC. Service code 28 · EIN 27-1437501 | Investment Management | $960,166 |
PIMCO FUNDS4 years Filed as: PACIFIC INVESTMENT MANAGEMENT CO Service code 28 · EIN 33-0629048 | Investment Management | $861,255 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $746,478 |
ARTISAN PARTNERS7+ years Service code 28 · EIN 39-1807188 | Investment Management | $522,151 |
Filed as: THE TCW GROUP INC. Service code 28 · EIN 95-3703295 | Investment Management | $512,998 |
WALTER SCOTT & PARTNERS LIMITED7+ years Service code 28 · EIN 98-0465834 | Investment Management | $487,534 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | WACHOVIA MTG LOAN TRUST | — | — | — |
| Part 1 Loan in default | ASIA ALUMIMUM HLDGS | — | — | — |
| Part 1 Loan in default | RUBY PIPELINE LLC NT | — | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,290 | $159,295-64.0% | $108,421-47.2% | $106,520-46.2% |
| Participation rate | 100.0% | 85.5%+14.5pp | 80.1%+19.9pp | 71.3%+28.7pp |
| Annual return | 9.66% | 17.79%-8.1pp | 905.61%-896.0pp | 19.28%-9.6pp |
| Employer contribution / active EE | $4,921 | $3,803+29.4% | $3,560+38.2% | $2,840+73.2% |
| Participant deferral / active EE | $0 | $9,392-100.0% | $6,564-100.0% | $4,948-100.0% |
| Admin fee / account holder | $265 | $99+168.9% | $7,298-96.4% | $75+256.3% |