| Provider | Service type | Compensation |
|---|---|---|
Service code 51 · EIN 41-2253838 | Investment Mgmt Fees | $3,157,298 |
Filed as: GRANTHAM, MAYO, VAN OTERLOO CO Service code 51 · EIN 04-2691242 | Investment Mgmt Fees | $1,521,486 |
DOUBLELINE CAPITAL LP3 years Filed as: DOUBLE LINE CAPITAL LP Service code 51 · EIN 30-0596331 | Investment Mgmt Fees | $991,846 |
Filed as: J. P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $984,949 |
BRIDGEWATER5+ years Filed as: BRIDGEWATER ASSOCIATES, INC. Service code 51 · EIN 27-1437501 | Investment Mgmt Fees | $806,647 |
Filed as: ABERDEEN STANDARD INVESTMENTS Service code 51 · EIN 51-0368279 | Investment Mgmt Fees | $715,294 |
WASATCH ADVISORS3 years Filed as: WASATCH ADVISORS INC. Service code 52 · EIN 87-0319391 | Indirect Investment Fees | $609,883 |
PIMCO FUNDS2 years Filed as: PACIFIC INVESTMENT MANAGEMENT CO Service code 51 · EIN 33-0629048 | Investment Mgmt Fees | $546,990 |
Filed as: TCW/METWEST Service code 28 · EIN 95-3703295 | Investment Management | $533,049 |
NORTHERN TRUST COMPANY5+ years Filed as: THE NORTHERN TRUST COMPANY Service code 18 · EIN 36-1561860 | Investment management fees paid indir... | $430,903 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | WACHOVIA MTG LOAN TRUST | — | — | — |
| Part 1 Loan in default | ASIA ALUMIMUM HLDGS | — | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,857 | $116,243-54.5% | $91,994-42.5% | $89,609-41.0% |
| Participation rate | 100.0% | 84.8%+15.2pp | 78.6%+21.4pp | 69.6%+30.4pp |
| Annual return | 10.79% | 23.75%-13.0pp | 69.04%-58.3pp | 33.65%-22.9pp |
| Employer contribution / active EE | $4,399 | $3,226+36.4% | $3,453+27.4% | $2,584+70.2% |
| Participant deferral / active EE | $0 | $7,519-100.0% | $5,924-100.0% | $4,222-100.0% |
| Admin fee / account holder | $227 | $82+175.8% | $7,744-97.1% | $72+216.7% |