| Provider | Service type | Compensation |
|---|---|---|
Service code 28 · EIN 41-2253838 | Investment Management | $2,721,293 |
Filed as: GRANTHAM, MAYO, VAN OTERLOO COMPANY Service code 51 · EIN 45-2174907 | Investment Mgmt Fees | $1,640,476 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $959,502 |
DOUBLELINE CAPITAL LP1 year Service code 51 · EIN 30-0596331 | Investment Mgmt Fees | $880,701 |
Service code 51 · EIN 51-0412248 | Investment Mgmt Fees | $757,784 |
AMERICAN FUNDS1 year Filed as: CAPITAL GROUP Service code 51 · EIN 95-6977441 | Investment Mgmt Fees | $540,797 |
LAZARD ASSET MANAGEMENT2+ years Service code 51 · EIN 05-0530199 | Investment Mgmt Fees | $500,589 |
BRIDGEWATER2+ years Filed as: BRIDGEWATER ASSOCIATES, INC. Service code 51 · EIN 27-1437501 | Investment Mgmt Fees | $475,734 |
NORTHERN TRUST COMPANY2+ years Filed as: THE NORTHERN TRUST COMPANY Service code 18 · EIN 36-1561860 | Custodial (other than securities); Cu... | $400,464 |
WALTER SCOTT & PARTNERS LIMITED2+ years Service code 28 · EIN 98-0465834 | Investment Management | $380,944 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | WACHOVIA MTG LOAN TRUST | — | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,523 | $86,496-45.1% | $80,977-41.3% | $329,111-85.6% |
| Participation rate | 100.0% | 80.0%+20.0pp | 75.8%+24.2pp | 67.9%+32.1pp |
| Annual return | 6.01% | 20.13%-14.1pp | 17.11%-11.1pp | 16.35%-10.3pp |
| Employer contribution / active EE | $4,127 | $2,395+72.3% | $3,715+11.1% | $2,303+79.2% |
| Participant deferral / active EE | $0 | $5,350-100.0% | $5,696-100.0% | $3,682-100.0% |
| Admin fee / account holder | $229 | $69+230.2% | $5,517-95.8% | $754-69.6% |