| Provider | Service type | Compensation |
|---|---|---|
Service code 51 · EIN 41-2253838 | Investment Mgmt Fees | $3,012,113 |
Service code 51 · EIN 04-2691242 | Investment Mgmt Fees | $1,626,742 |
DOUBLELINE CAPITAL LP1 year Filed as: DOUBLE LINE CAPITAL LP Service code 51 · EIN 30-0596331 | Investment Mgmt Fees | $891,494 |
Service code 51 · EIN 51-0412248 | Investment Mgmt Fees | $846,442 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $671,541 |
LAZARD ASSET MANAGEMENT3+ years Service code 51 · EIN 05-0530199 | Investment Mgmt Fees | $609,579 |
BRIDGEWATER1 year Filed as: BRIDGEWATER ASSOCIATES, LP Service code 51 · EIN 27-1437501 | Investment Mgmt Fees | $602,156 |
Filed as: TCW/METWEST Service code 28 · EIN 95-3703295 | Investment Management | $525,692 |
Filed as: PRISA (PRUDENTIAL REAL ESTATE INVT) Service code 51 · EIN 22-1211670 | Investment Mgmt Fees | $479,904 |
NORTHERN TRUST COMPANY3+ years Filed as: THE NORTHERN TRUST COMPANY Service code 18 · EIN 36-1561860 | Custodial (securities); Custodial (ot... | $408,788 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | WACHOVIA MTG LOAN TRUST | — | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $104,862-100.0% | $90,161-100.0% | $80,976-100.0% |
| Participation rate | 0.0% | 78.9%-78.9pp | 76.9%-76.9pp | 68.3%-68.3pp |
| Annual return | 9.89% | 20.18%-10.3pp | 34.89%-25.0pp | 22.91%-13.0pp |
| Employer contribution / active EE | $4,034 | $2,724+48.1% | $3,318+21.6% | $2,402+67.9% |
| Participant deferral / active EE | $0 | $6,098-100.0% | $5,287-100.0% | $3,848-100.0% |
| Admin fee / account holder | $0 | $76-100.0% | $5,943-100.0% | $67-100.0% |