Filed December 16, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.11+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $2,977,590 |
CHARLES SCHWAB & CO., INC.3 years Service code 33 · EIN 94-1737782 | Other investment fees and expenses; S... | $431,997 |
CREATIVE PLANNING LLC6 years Service code 26 · EIN 43-1270780 | Advisory (Participants) | $193,924 |
MARINER LLC6 years Service code 26 · EIN 20-4553256 | Advisory (Participants) | $120,966 |
MAIN STREET RESEARCH LLC6 years Service code 26 · EIN 32-0784023 | Advisory (Participants) | $94,109 |
Filed as: ENVESTNET ASSET MANAGEMENT INC Service code 26 · EIN 36-4319587 | Advisory (Participants) | $82,156 |
Filed as: WEALTHSPIRE ADVISORS LLC Service code 26 · EIN 13-3831584 | Advisory (Participants) | $75,935 |
Filed as: FOCUS PARTNERS WEALTH LLC Service code 26 · EIN 90-0751149 | Advisory (Participants) | $68,345 |
Service code 26 · EIN 47-4841807 | Advisory (Participants) | $55,431 |
COOKSON PEIRCE & CO INC5 years Service code 26 · EIN 25-1449860 | Advisory (Participants) | $53,923 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $242,942 | $171,977+41.3% | $200,582+21.1% | $140,769+72.6% |
| Participation rate | 98.6% | 93.2%+5.4pp | 86.9%+11.8pp | 74.2%+24.5pp |
| Annual return | 18.82% | 19.20%-0.4pp | 42.33%-23.5pp | 16.82%+2.0pp |
| Employer contribution / active EE | $7,109 | $6,031+17.9% | $6,419+10.7% | $3,906+82.0% |
| Participant deferral / active EE | $13,974 | $9,366+49.2% | $9,331+49.8% | $6,717+108.0% |
| Admin fee / account holder | $67 | $68-0.7% | $16,305-99.6% | $229-70.6% |