Filed June 27, 2017
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $121,656 |
LPL FINANCIAL3 years Service code 27 · EIN 04-3046611 | Advisory (Plan) | $58,830 |
Service code 15 · EIN 84-0467907 | Recordkeeping | $20,923 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO Service code 59 · EIN 94-1737782 | Shareholder Servicing | $3,679 |
CHARLES SCHWAB & CO., INC.5+ years Service code 59 | Shareholder Servicing | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $205,184 | $55,790+267.8% | $76,667+167.6% | $67,584+203.6% |
| Participation rate | 90.8% | 71.1%+19.7pp | 72.1%+18.7pp | 71.3%+19.5pp |
| Annual return | 2.70% | 64.45%-61.8pp | 1166.74%-1164.0pp | 378.59%-375.9pp |
| Employer contribution / active EE | $105 | $1,810-94.2% | $2,303-95.4% | $2,148-95.1% |
| Participant deferral / active EE | $2,050 | $2,875-28.7% | $3,336-38.5% | $3,540-42.1% |
| Admin fee / account holder | $334 | $159+109.9% | $6,423-94.8% | $142+134.7% |