Filed June 27, 2017
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSET GROUP Service code 26 · EIN 84-1532243 | Advisory (Participants) | $127,301 |
LPL FINANCIAL2 years Service code 27 · EIN 04-3046611 | Advisory (Plan) | $81,631 |
Service code 15 · EIN 84-0467907 | Recordkeeping | $23,826 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO Service code 59 · EIN 94-1737782 | Shareholder Servicing | $5,746 |
CHARLES SCHWAB & CO., INC.4+ years Service code 59 | Shareholder Servicing | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $203,973 | $48,261+322.6% | $68,612+197.3% | $55,727+266.0% |
| Participation rate | 92.1% | 71.0%+21.1pp | 72.2%+19.9pp | 70.9%+21.2pp |
| Annual return | 6.15% | -2.61%+8.8pp | -4.63%+10.8pp | 244.94%-238.8pp |
| Employer contribution / active EE | $200 | $1,742-88.5% | $2,625-92.4% | $2,078-90.4% |
| Participant deferral / active EE | $5,502 | $2,712+102.9% | $3,311+66.2% | $3,356+64.0% |
| Admin fee / account holder | $350 | $126+177.5% | $5,131-93.2% | $115+203.9% |