Filed June 27, 2017
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $131,516 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $100,023 |
LPL FINANCIAL1 year Service code 27 · EIN 04-3046611 | Advisory (Plan) | $55,875 |
Filed as: CHARLES SCHWAB & CO Service code 59 · EIN 94-1737782 | Shareholder Servicing | $9,385 |
FINANCIAL ENGINES1 year Filed as: FINANCIAL ENGINES ADVISORS LLC Service code 26 · EIN 94-3250032 | Advisory (Participants) | $1,944 |
CHARLES SCHWAB & CO., INC.3+ years Service code 59 | Shareholder Servicing | $0 |
Service code 15 | Recordkeeping | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $202,185 | $53,925+274.9% | $75,501+167.8% | $69,634+190.4% |
| Participation rate | 86.9% | 71.2%+15.7pp | 72.4%+14.5pp | 70.7%+16.2pp |
| Annual return | 7.77% | 17.84%-10.1pp | 27.35%-19.6pp | 27572.26%-27564.5pp |
| Employer contribution / active EE | $11,006 | $1,802+510.7% | $2,352+368.0% | $2,032+441.6% |
| Participant deferral / active EE | $1,523 | $2,569-40.7% | $3,142-51.5% | $3,224-52.8% |
| Admin fee / account holder | $286 | $97+195.0% | $5,801-95.1% | $110+159.4% |