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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ALDRICH WEALTH, LP Service code 26 · EIN 93-1244319 | Advisory (Participants) | $38,565 |
PENSION PLAN SPECIALISTS, PC5 years Filed as: PENSION PLAN SPECIALISTS, P.C. Service code 13 · EIN 26-1570786 | Contract Administrator | $11,899 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $7,468 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,453 | $54,590-38.7% | $81,726-59.1% | $73,497-54.5% |
| Participation rate | 100.0% | 68.3%+31.7pp | 72.0%+28.0pp | 70.7%+29.3pp |
| Annual return | 15.88% | 17.74%-1.9pp | 29.49%-13.6pp | 28.51%-12.6pp |
| Employer contribution / active EE | $2,254 | $1,636+37.8% | $4,311-47.7% | $2,270-0.7% |
| Participant deferral / active EE | $2,676 | $2,759-3.0% | $7,108-62.4% | $3,740-28.4% |
| Admin fee / account holder | $201 | $592-66.0% | $5,160-96.1% | $513-60.7% |