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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ALDRICH WEALTH, LP Service code 26 · EIN 93-1244319 | Advisory (Participants) | $29,970 |
PENSION PLAN SPECIALISTS, PC3 years Filed as: PENSION PLAN SPECIALISTS, P.C. Service code 13 · EIN 26-1570786 | Contract Administrator | $7,700 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $3,551 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,176 | $48,261-54.0% | $68,612-67.7% | $55,725-60.2% |
| Participation rate | 99.6% | 71.0%+28.6pp | 72.2%+27.4pp | 70.9%+28.8pp |
| Annual return | -6.28% | -2.61%-3.7pp | -4.63%-1.7pp | 244.93%-251.2pp |
| Employer contribution / active EE | $1,704 | $1,742-2.2% | $2,625-35.1% | $2,078-18.0% |
| Participant deferral / active EE | $2,005 | $2,712-26.1% | $3,311-39.4% | $3,356-40.2% |
| Admin fee / account holder | $57 | $126-54.5% | $5,131-98.9% | $115-50.2% |