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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $32,918 |
Filed as: TRANSAMERICA FINANCIAL LIFE INS CO Service code 15 · EIN 36-6071399 | Recordkeeping | $4,102 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,593 | $40,174-41.3% | $84,021-71.9% | $67,579-65.1% |
| Participation rate | 82.1% | 62.7%+19.4pp | 69.0%+13.1pp | 71.3%+10.8pp |
| Annual return | 20.24% | 25.82%-5.6pp | 71.32%-51.1pp | 378.56%-358.3pp |
| Employer contribution / active EE | $580 | $808-28.1% | $1,984-70.7% | $2,148-73.0% |
| Participant deferral / active EE | $1,673 | $2,301-27.3% | $3,239-48.3% | $3,539-52.7% |
| Admin fee / account holder | $121 | $128-5.7% | $6,102-98.0% | $142-15.0% |