Filed April 1, 1998 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
BLACKROCK4 years Filed as: BLACKROCK INSTITUTIONAL TRUST Service code 27 · EIN 94-3112180 | Advisory (Plan) | $1,827,588 |
NORTHERN TRUST COMPANY8 years Service code 21 · EIN 36-1561860 | Bank Trustee | $148,765 |
MERCER6 years Service code 27 · EIN 13-2834414 | Advisory (Plan) | $125,000 |
NEWPORT GROUP, INC.2 years Filed as: NEWPORT TRUST COMPANY, LLC Service code 28 · EIN 27-2037969 | Investment Management | $85,000 |
FID INV INST OPS CO8 years Filed as: FID INV INSTL OPS CO Service code 60 | Sub-TA Fees | $0 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
See 1 reportable transaction. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $162,138 | $142,480+13.8% | $156,181+3.8% | $142,480+13.8% |
| Participation rate | 67.5% | 76.2%-8.8pp | 78.8%-11.4pp | 76.2%-8.8pp |
| Annual return | 6.13% | 16.32%-10.2pp | 64.87%-58.7pp | 16.32%-10.2pp |
| Employer contribution / active EE | $3,849 | $3,867-0.5% | $4,294-10.4% | $3,867-0.5% |
| Participant deferral / active EE | $6,371 | $6,807-6.4% | $6,132+3.9% | $6,807-6.4% |
| Admin fee / account holder | $58 | $307-81.2% | $14,586-99.6% | $307-81.2% |