Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $30,716 |
Filed as: PHILLIPS & COMPANY SECURITIES INC Service code 27 · EIN 45-3709458 | Advisory (Plan) | $28,720 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,954 | $39,286+95.9% | $80,716-4.7% | $79,386-3.1% |
| Participation rate | 46.8% | 41.0%+5.8pp | 54.2%-7.4pp | 70.7%-23.9pp |
| Annual return | 13.03% | 98.95%-85.9pp | 87.28%-74.2pp | 116.85%-103.8pp |
| Employer contribution / active EE | $1,051 | $594+77.0% | $1,160-9.4% | $2,427-56.7% |
| Participant deferral / active EE | $2,281 | $1,264+80.5% | $2,146+6.3% | $4,046-43.6% |
| Admin fee / account holder | $381 | $647-41.1% | $3,380-88.7% | $626-39.2% |