Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $25,646 |
Filed as: PHILLIPS&COMPANY SECURITIES INC Service code 27 · EIN 45-3709458 | Advisory (Plan) | $24,187 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,250 | $25,302+153.9% | $74,701-14.0% | $67,579-4.9% |
| Participation rate | 36.2% | 37.8%-1.6pp | 54.5%-18.2pp | 71.3%-35.0pp |
| Annual return | 19.47% | 10291.17%-10271.7pp | 752.92%-733.5pp | 378.56%-359.1pp |
| Employer contribution / active EE | $779 | $446+74.5% | $1,084-28.1% | $2,148-63.7% |
| Participant deferral / active EE | $1,547 | $954+62.2% | $1,964-21.2% | $3,539-56.3% |
| Admin fee / account holder | $304 | $108+182.1% | $3,333-90.9% | $142+113.4% |