Filed February 11, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Filed as: KMS FINANCIAL SERVICES Service code 27 2001 SIXTH AVE STE 2801 · SEATTLE, WA 981212588 | Advisory (Plan) | $27,918 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $19,185 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $3,686 |
SITTNER & NELSON LLC1 year Service code 27 497 OAKWAY RD STE 300 · EUGENE, OR 97401 | Advisory (Plan) | $2,777 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,738 | $58,879+13.3% | $178,490-62.6% | $73,488-9.2% |
| Participation rate | 77.9% | 66.2%+11.7pp | 81.9%-4.0pp | 70.7%+7.2pp |
| Annual return | 14.32% | 24.86%-10.5pp | 151.07%-136.7pp | 28.51%-14.2pp |
| Employer contribution / active EE | $1,423 | $2,236-36.4% | $5,011-71.6% | $2,270-37.3% |
| Participant deferral / active EE | $4,821 | $2,567+87.8% | $5,202-7.3% | $3,740+28.9% |
| Admin fee / account holder | $254 | $400-36.6% | $13,984-98.2% | $513-50.5% |