Filed February 11, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: KMS FINANCIAL SERVICES Service code 27 2001 SIXTH AVE STE 2801 · SEATTLE, WA 981212588 | Advisory (Plan) | $28,224 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $10,631 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,936 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,302 | $52,953+19.5% | $172,739-63.4% | $65,185-2.9% |
| Participation rate | 76.1% | 66.2%+9.9pp | 82.6%-6.6pp | 70.2%+5.9pp |
| Annual return | 21.25% | 30.12%-8.9pp | 802.84%-781.6pp | 29.38%-8.1pp |
| Employer contribution / active EE | $1,292 | $2,190-41.0% | $5,143-74.9% | $2,177-40.6% |
| Participant deferral / active EE | $4,152 | $2,471+68.0% | $5,198-20.1% | $3,514+18.2% |
| Admin fee / account holder | $204 | $472-56.8% | $13,954-98.5% | $847-75.9% |