Filed September 19, 2022 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Service code 99 · EIN 92-0056274 | Other Fees | $136,083 |
Filed as: ADVISED ASSET GROUP Service code 28 · EIN 84-0467907 | Investment Management | $76,291 |
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 · EIN 84-0467907 | Recordkeeping Fees | $72,969 |
Filed as: UBS FINANCIAL SERVICES Service code 28 · EIN 13-2638166 | Investment Management | $40,647 |
ELGEE REHFELD MERTZ LLC1 year Filed as: ELGEE REHFELD MERTZ, LLC Service code 10 · EIN 92-0127098 | Accounting | $15,300 |
Service code 25 · EIN 13-5570651 | Directed Trustee | $2,088 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,598 | $47,456+42.4% | $172,757-60.9% | $77,775-13.1% |
| Participation rate | 65.2% | 66.3%-1.1pp | 82.6%-17.5pp | 73.2%-8.0pp |
| Annual return | 21.48% | 35.57%-14.1pp | 803.06%-781.6pp | 32.58%-11.1pp |
| Employer contribution / active EE | $2,515 | $1,574+59.8% | $5,144-51.1% | $2,504+0.4% |
| Participant deferral / active EE | $4,595 | $2,560+79.5% | $5,198-11.6% | $3,966+15.9% |
| Admin fee / account holder | $253 | $81+213.2% | $13,956-98.2% | $100+153.0% |