Filed September 19, 2022 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 · EIN 84-0467907 | Recordkeeping Fees | $151,069 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 · EIN 84-0467907 | Investment Management | $52,809 |
AXA EQUITABLE LIFE INSURANCE CO2+ years Filed as: AXA EQUITABLE LIFE INSURANCE COMPAN Service code 25 · EIN 13-5570651 | Directed Trustee | $30,005 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $21,250 |
ELGEE REHFELD MERTZ LLC2+ years Service code 10 9309 GLACIER WAY STE B-200 · JUNEAU, AK 99801 | Accounting | $12,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,401 | $36,916+112.4% | $156,549-49.9% | $57,658+36.0% |
| Participation rate | 69.2% | 63.4%+5.8pp | 84.0%-14.8pp | 70.2%-1.0pp |
| Annual return | 7.17% | 12.38%-5.2pp | 32.23%-25.1pp | 5.13%+2.0pp |
| Employer contribution / active EE | $2,454 | $1,571+56.3% | $5,501-55.4% | $1,974+24.3% |
| Participant deferral / active EE | $4,435 | $1,926+130.3% | $4,871-9.0% | $3,061+44.9% |
| Admin fee / account holder | $327 | $82+296.2% | $13,027-97.5% | $95+245.7% |