Filed October 4, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $38,054 |
JONES & ROTH, PC2 years Service code 10 · EIN 93-0819646 | Accounting | $23,850 |
CHARLES SCHWAB & CO., INC.8+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $1,133 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $107,814 | $82,978+29.9% | $130,298-17.3% | $74,478+44.8% |
| Participation rate | 95.8% | 73.7%+22.1pp | 76.3%+19.5pp | 70.7%+25.1pp |
| Annual return | 18.09% | 123.05%-105.0pp | 38.90%-20.8pp | 34.37%-16.3pp |
| Employer contribution / active EE | $8,271 | $3,391+143.9% | $4,128+100.4% | $2,637+213.7% |
| Participant deferral / active EE | $8,833 | $5,370+64.5% | $6,790+30.1% | $4,530+95.0% |
| Admin fee / account holder | $55 | $354-84.5% | $6,025-99.1% | $347-84.2% |