Filed October 4, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
JONES & ROTH, PC1 year Service code 10 · EIN 93-0819646 | Accounting | $22,150 |
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $19,413 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $1,201 |
CHARLES SCHWAB & CO., INC.7+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $90,169 | $74,188+21.5% | $115,756-22.1% | $64,829+39.1% |
| Participation rate | 95.4% | 76.2%+19.2pp | 77.1%+18.4pp | 71.5%+24.0pp |
| Annual return | -19.60% | -11.81%-7.8pp | 143.14%-162.7pp | 32.85%-52.5pp |
| Employer contribution / active EE | $7,745 | $3,365+130.2% | $3,793+104.2% | $2,507+208.9% |
| Participant deferral / active EE | $8,281 | $5,294+56.4% | $6,254+32.4% | $4,312+92.1% |
| Admin fee / account holder | $37 | $148-75.2% | $8,124-99.5% | $188-80.4% |