Filed October 4, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
KPMG LLP5 years Service code 10 · EIN 13-5565207 | Accounting | $34,608 |
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $18,621 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Float revenue; Direct payment from th... | $930 |
CHARLES SCHWAB & CO., INC.6+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $121,981 | $89,904+35.7% | $453,569-73.1% | $86,828+40.5% |
| Participation rate | 96.1% | 75.7%+20.3pp | 78.0%+18.0pp | 72.3%+23.8pp |
| Annual return | 12.34% | 19.72%-7.4pp | 64.43%-52.1pp | 97.95%-85.6pp |
| Employer contribution / active EE | $7,290 | $3,279+122.3% | $4,072+79.0% | $2,406+203.0% |
| Participant deferral / active EE | $7,776 | $5,114+52.0% | $6,211+25.2% | $4,132+88.2% |
| Admin fee / account holder | $53 | $156-66.1% | $11,214-99.5% | $170-68.9% |