Filed October 4, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Float revenue; Shareholder servicing ... | $27 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,684 | $72,114-24.2% | $108,745-49.7% | $62,881-13.0% |
| Participation rate | 94.2% | 74.6%+19.6pp | 77.7%+16.5pp | 69.3%+24.9pp |
| Annual return | 7.34% | 13.41%-6.1pp | 46.22%-38.9pp | 20.14%-12.8pp |
| Employer contribution / active EE | $6,188 | $2,694+129.7% | $3,323+86.2% | $2,281+171.3% |
| Participant deferral / active EE | $5,979 | $4,044+47.8% | $5,121+16.7% | $3,203+86.7% |
| Admin fee / account holder | $7 | $4,608-99.8% | $6,144-99.9% | $4,296-99.8% |