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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL4+ years Filed as: KMS FINANCIAL SERVICES, INC. Service code 27 · EIN 91-0850651 | Advisory (Plan) | $82,500 |
TRAUTMANN MAHER & ASSOCIATES4+ years Service code 15 · EIN 91-1526584 | Recordkeeping | $64,022 |
BADER MARTIN, P.S.4+ years Service code 10 · EIN 91-1501421 | Accounting | $17,525 |
TD AMERITRADE, INC.4+ years Filed as: TD AMERITRADE TRUST COMPANY Service code 18 · EIN 20-0937408 | Trustee (bank, trust company, or simi... | $11,536 |
K&L GATES4+ years Filed as: K & L GATES Service code 29 925 FOURTH AVE · SEATTLE, WA 98104 | Legal | $5,448 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $262,337 | $37,203+605.1% | $154,110+70.2% | $55,727+370.8% |
| Participation rate | 98.8% | 64.1%+34.7pp | 83.0%+15.8pp | 70.9%+28.0pp |
| Annual return | 3.93% | 1320.03%-1316.1pp | 735.22%-731.3pp | 244.94%-241.0pp |
| Employer contribution / active EE | $18,586 | $1,614+1051.2% | $5,298+250.8% | $2,078+794.3% |
| Participant deferral / active EE | $11,908 | $2,069+475.6% | $5,081+134.4% | $3,356+254.8% |
| Admin fee / account holder | $333 | $102+227.5% | $13,412-97.5% | $115+188.9% |