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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2+ years Filed as: KMS FINANCIAL SERVICES, INC. Service code 27 · EIN 91-0850651 | Advisory (Plan) | $80,000 |
TRAUTMANN MAHER & ASSOCIATES2+ years Service code 15 · EIN 91-1526584 | Recordkeeping | $57,910 |
TD AMERITRADE, INC.2+ years Filed as: TD AMERITRADE TRUST COMPANY Service code 18 · EIN 20-0937408 | Custodial (securities); Trustee (bank... | $24,111 |
BADER MARTIN, P.S.2+ years Service code 10 · EIN 91-1501421 | Accounting | $14,704 |
K&L GATES2+ years Filed as: K & L GATES Service code 29 925 FOURTH AVE · SEATTLE, WA 98104 | Legal | $6,617 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $299,838 | $36,916+712.2% | $156,552+91.5% | $57,658+420.0% |
| Participation rate | 100.0% | 63.4%+36.6pp | 84.0%+16.0pp | 70.2%+29.8pp |
| Annual return | 10.00% | 12.38%-2.4pp | 32.23%-22.2pp | 5.13%+4.9pp |
| Employer contribution / active EE | $16,812 | $1,571+970.4% | $5,501+205.6% | $1,974+751.8% |
| Participant deferral / active EE | $10,774 | $1,926+459.5% | $4,871+121.2% | $3,061+252.0% |
| Admin fee / account holder | $494 | $82+499.4% | $13,028-96.2% | $95+423.0% |