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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1+ years Filed as: KMS FINANCIAL SERVICES, INC. Service code 27 · EIN 91-0850651 | Advisory (Plan) | $80,000 |
TRAUTMANN MAHER & ASSOCIATES1+ years Service code 15 · EIN 91-1526584 | Recordkeeping | $53,448 |
TD AMERITRADE, INC.1+ years Filed as: TD AMERITRADE TRUST COMPANY Service code 18 · EIN 20-0937408 | Custodial (other than securities); Cu... | $23,686 |
K&L GATES1+ years Filed as: K & L GATES Service code 29 925 FOURTH AVE · SEATTLE, WA 98104 | Legal | $18,307 |
BADER MARTIN, P.S.1+ years Service code 10 · EIN 91-1501421 | Accounting | $13,797 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $293,286 | $46,360+532.6% | $147,618+98.7% | $52,331+460.5% |
| Participation rate | 100.0% | 64.9%+35.1pp | 84.6%+15.4pp | 68.1%+31.9pp |
| Annual return | 0.24% | 1.62%-1.4pp | 61.98%-61.7pp | 4.54%-4.3pp |
| Employer contribution / active EE | $16,594 | $2,126+680.5% | $5,564+198.2% | $1,882+781.9% |
| Participant deferral / active EE | $10,323 | $2,258+357.3% | $4,895+110.9% | $3,022+241.6% |
| Admin fee / account holder | $564 | $766-26.4% | $11,612-95.1% | $592-4.7% |