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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL3+ years Filed as: KMS FINANCIAL SERVICES, INC. Service code 27 · EIN 91-0850651 | Advisory (Plan) | $80,625 |
TRAUTMANN MAHER & ASSOCIATES3+ years Service code 15 · EIN 91-1526584 | Recordkeeping | $54,623 |
TD AMERITRADE, INC.3+ years Filed as: TD AMERITRADE TRUST COMPANY Service code 18 · EIN 20-0937408 | Custodial (other than securities); Tr... | $20,254 |
BADER MARTIN, P.S.3+ years Service code 10 · EIN 91-1501421 | Accounting | $15,556 |
K&L GATES3+ years Filed as: K & L GATES Service code 29 925 FOURTH AVE · SEATTLE, WA 98104 | Legal | $4,351 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $294,482 | $46,182+537.7% | $170,435+72.8% | $69,634+322.9% |
| Participation rate | 100.0% | 63.9%+36.1pp | 83.6%+16.4pp | 70.7%+29.3pp |
| Annual return | 20.59% | 21.40%-0.8pp | 205.94%-185.3pp | 27572.26%-27551.7pp |
| Employer contribution / active EE | $19,514 | $1,610+1112.0% | $5,432+259.2% | $2,032+860.2% |
| Participant deferral / active EE | $12,543 | $2,081+502.8% | $4,939+153.9% | $3,224+289.1% |
| Admin fee / account holder | $400 | $116+245.3% | $13,881-97.1% | $110+262.6% |