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| Provider | Service type | Compensation |
|---|---|---|
Filed as: INDEPENDENT FINANCIAL GROUP Service code 26 · EIN 71-0927304 12671 HIGH BLUFF DRIVE, STE 200 · SAN DIEGO, CA 92130 | Advisory (Participants) | $94,990 |
NORTHWEST PLAN SERVICES, INC.6+ years Service code 13 · EIN 91-2090931 4025 DELRIDGE WAY SW · SEATTLE, WA 98101 | Contract Administrator | $38,720 |
CHARLES SCHWAB & CO., INC.6+ years Filed as: CHARLES SCHWAB TRUST COMPANY Service code 19 · EIN 42-1558009 211 MAIN STREET · SAN FRANCISCO, CA 94105 | Securities Custodian | $21,141 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $132,883 | $52,293+154.1% | $178,499-25.6% | $73,412+81.0% |
| Participation rate | 92.8% | 65.3%+27.5pp | 81.9%+10.9pp | 72.2%+20.7pp |
| Annual return | 17.00% | 34.75%-17.8pp | 151.10%-134.1pp | 59.30%-42.3pp |
| Employer contribution / active EE | $5,566 | $1,735+220.7% | $5,011+11.1% | $2,234+149.2% |
| Participant deferral / active EE | $5,631 | $2,332+141.5% | $5,202+8.2% | $3,806+48.0% |
| Admin fee / account holder | $267 | $127+110.0% | $13,986-98.1% | $158+69.4% |