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| Provider | Service type | Compensation |
|---|---|---|
Filed as: INDEPENDENT FINANCIAL GROUP Service code 26 · EIN 71-0927304 12671 HIGH BLUFF DRIVE, STE 200 · SAN DIEGO, CA 92130 | Advisory (Participants) | $77,530 |
NORTHWEST PLAN SERVICES, INC.4+ years Service code 13 · EIN 91-2090931 5446 CALIFORNIA AVENUE SW · SEATTLE, WA 98136 | Contract Administrator | $33,001 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB TRUST COMPANY Service code 19 · EIN 42-1558009 211 MAIN STREET · SAN FRANCISCO, CA 94105 | Securities Custodian | $13,068 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $93,646 | $37,196+151.8% | $154,111-39.2% | $55,725+68.1% |
| Participation rate | 95.6% | 64.1%+31.5pp | 83.0%+12.5pp | 70.9%+24.7pp |
| Annual return | -4.75% | 1319.68%-1324.4pp | 735.18%-739.9pp | 244.93%-249.7pp |
| Employer contribution / active EE | $4,296 | $1,614+166.2% | $5,298-18.9% | $2,078+106.7% |
| Participant deferral / active EE | $4,414 | $2,068+113.4% | $5,081-13.1% | $3,356+31.5% |
| Admin fee / account holder | $226 | $102+122.8% | $13,411-98.3% | $115+96.5% |