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| Provider | Service type | Compensation |
|---|---|---|
Filed as: INDEPENDENT FINANCIAL GROUP Service code 26 · EIN 71-0927304 12671 HIGH BLUFF DRIVE, STE 200 · SAN DIEGO, CA 92130 | Advisory (Participants) | $88,159 |
NORTHWEST PLAN SERVICES, INC.5+ years Service code 13 · EIN 91-2090931 4025 DELRIDGE WAY SW · SEATTLE, WA 98101 | Contract Administrator | $37,941 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB TRUST COMPANY Service code 19 · EIN 42-1558009 211 MAIN STREET · SAN FRANCISCO, CA 94105 | Securities Custodian | $18,103 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $113,292 | $62,928+80.0% | $172,752-34.4% | $67,579+67.6% |
| Participation rate | 93.1% | 64.5%+28.7pp | 82.6%+10.5pp | 71.3%+21.9pp |
| Annual return | 24.96% | 30.36%-5.4pp | 802.97%-778.0pp | 378.56%-353.6pp |
| Employer contribution / active EE | $4,468 | $1,636+173.1% | $5,144-13.1% | $2,148+108.0% |
| Participant deferral / active EE | $4,527 | $2,145+111.0% | $5,198-12.9% | $3,539+27.9% |
| Admin fee / account holder | $250 | $167+50.0% | $13,955-98.2% | $142+75.6% |