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| Provider | Service type | Compensation |
|---|---|---|
Filed as: INDEPENDENT FINANCIAL GROUP Service code 26 · EIN 71-0927304 12671 HIGH BLUFF DRIVE, STE 200 · SAN DIEGO, CA 92130 | Advisory (Participants) | $70,788 |
NORTHWEST PLAN SERVICES, INC.3+ years Service code 13 · EIN 91-2090931 5446 CALIFORNIA AVENUE SW · SEATTLE, WA 98136 | Contract Administrator | $25,184 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB TRUST COMPANY Service code 19 · EIN 42-1558009 211 MAIN STREET · SAN FRANCISCO, CA 94105 | Securities Custodian | $14,907 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $101,763 | $46,173+120.4% | $170,435-40.3% | $69,631+46.1% |
| Participation rate | 97.1% | 63.9%+33.2pp | 83.6%+13.5pp | 70.7%+26.5pp |
| Annual return | 20.98% | 21.62%-0.6pp | 205.94%-185.0pp | 27571.02%-27550.0pp |
| Employer contribution / active EE | $4,168 | $1,610+158.9% | $5,432-23.3% | $2,032+105.1% |
| Participant deferral / active EE | $4,293 | $2,080+106.4% | $4,939-13.1% | $3,224+33.2% |
| Admin fee / account holder | $214 | $116+84.9% | $13,881-98.5% | $110+94.2% |